Commission

With a wave of new regulation, managing commission is more critical than ever. The inclusion of Fixed Income in this regime brings new challenges, as there is no commission to report. A benefit of the Commission Analysis Service is a ready-made community of people tackling the same issues as you. We hold Forums covering best practice in meeting FCA and MiFID ll requirements for use and reporting of client commission. Topics include:

  1. Commission budgeting
  2. Changes to Fixed Income markets
  3. Commission Governance

Community Benefits

  • A number of forums per year
  • Meet with fellow Heads of Dealing, Investments and Compliance to see how your peers are tackling the new regulatory requirements in the area of commission
  • Since 2013 we have worked with 23 firms spending £800m of commission to compare their approach to governance and the amounts spent – you can gain from our insight and knowledge

 

 

What Our Clients Say